CRB Monitor Securities Database Updates
During the week of Monday December 6, 2021, CRB Monitor’s research team made several updates to securities and added source documents and relevant news articles to the CRB Monitor database.
Summary of the updates for the Week of Monday December 6, 2021:
|
Tier |
Total # |
Active / Inactive |
Added |
Removed |
Net Change |
|
Tier 1A |
106 |
88 / 18 |
+0 | -0 | +0 |
|
Tier 1B |
685 |
577 / 108 |
+0 | -1 | -1 |
|
Tier 2 |
348 |
322 / 26 |
+1 | -1 | +0 |
|
Tier 3 |
566 |
547 / 19 |
+18 |
-1 |
+17 |
|
Total Issuances |
1,705 |
1,534 / 171 |
+19 |
-3 | +16 |
|
Total Issuers |
1,392 |
- |
+5 |
-3 | +2 |
- Removed 1 Tier 1B Security:
- -1 = Remove from DB & Add to Exclusion List: “Emerald Health Therapeutics, Inc.” (Rationale = Explicitly announced "that it is exiting the recreational and medical cannabis business and pivoting to a pharmaceutical development focus.")
- Added 1 Tier 2 Security & Removed 1 Tier 2 Security:
- +1 = New CRB (“Chicago Atlantic Real Estate Finance, Inc.”)
- -1 = Remove from DB & Add to Watchlist: “Rich Pharmaceuticals, Inc.”
(Rationale = Security revoked by SEC, no longer trades on any exchanges)
- +1 = New CRB (“Chicago Atlantic Real Estate Finance, Inc.”)
- Added 18 Tier 3 Securities & Removed 1 Tier 3 Security:
- +2 = New CRB (“Osotspa Public Company Limited”) - 2 Securities (2 Common)
- +3 = New CRB (“Canaccord Genuity Group Inc.”) - 3 Securities (1 Common & 2 Preferred)
- +3 = New CRB (“Cowen Inc.”) - 3 Securities (1 Common, 1 Preferred, & 1 Convertible Debt)
- +10 = New CRB (“Bank of Montreal”) - 10 Securities (1 Common & 9 Preferred)
- -1 = Remove from DB & Add to Watchlist: “Pura Naturals, Inc.”
(Rationale = Security revoked by SEC, no longer trades on any exchanges)
All newly-identified CRBs during the week:
|
Company Name |
Tier |
Sector |
Description |
|
| 2 | Financial Services |
A commercial real estate finance company that invests primarily in first mortgage loans to state-licensed operators in the cannabis industry, secured by real estate, equipment, receivables, licenses or other assets of the borrowers. (Commenced trading on NASDAQ on Dec. 8th) |
|
|
|
Osotspa Public Company Limited (SET: OSP) |
3 | Food, Beverage & Tobacco |
Thailand-based company engaged in the manufacture of sport drinks and personal care products; Entered the cannabis-infused drinks industry through a memorandum of understanding to jointly develop herbal and CBD-infused beverages. It currently has four active projects to develop premium CBD-related products. |
|
|
(TSX: CF) |
3 | Financial Services |
Canada-based financial services company; Provides financial advisory, M&A advisory, underwriting and other services to issuers that are involved with new and emerging industries, including the US cannabis industry. |
|
| 3 | Financial Services |
Diversified financial services company headquartered in New York; Provides services to the cannabis industry. These services may include, but are not limited to, financial advisory, M&A advisory, underwriting and other investment services. |
|
|
|
(TSX: BMO) |
3 | Financial Services |
Canada-based financial services provider; Provides services to the cannabis industry. These services may include, but are not limited to, lending, financial advisory, underwriting and other investment services. |
|