CRB Monitor Securities Database Updates
During the week of August 29 - September 4, 2022, CRB Monitor’s research team made several updates to securities’ information and added source documents & relevant news articles to the CRB Monitor database.
Summary of the updates for the Week of August 29 - September 4, 2022:
Tier |
Total # |
Active / Inactive |
Added |
Removed |
Net Change |
Tier 1A |
151 |
128 / 21 / 2 |
+1 | -0 | +1 |
Tier 1B |
720 |
591 / 126 / 3 |
+0 | -1 | -1 |
Tier 2 |
364 |
338 / 22 / 4 |
+0 | -0 | +0 |
Tier 3 |
566 |
537 / 28 / 1 |
+0 | -0 | +0 |
Total Issuances |
1,801 |
1,594 / 197 / 10 |
+1 | -1 | +0 |
Total Issuers (w/o Pre-IPOs) |
1,400 |
- |
+0 | -1 | -1 |
Total Issuers (w/ Pre-IPOs) |
1,410 |
- |
+0 | -1 | -1 |
- Added 1 Tier 1A Security:
- +1 = New Security (Warrant) Added to Existing Issuer (“Aurora Cannabis Inc.”) - (TSX: ACB.WS.U)
- Removed 1 Tier 1B Security:
- -1 = Discarded Business Record from Database: (“Defiance Next Gen Altered Experience ETF”)
- Rationale = "The Board of Trustees of ETF Series Solutions, upon a recommendation from Defiance ETFs, LLC, the investment adviser to the Defiance Next Gen Altered Experience ETF, and the Defiance Next Gen SPAC Derived ETF (each, a "Fund" and collectively, the "Funds"), has determined to close and liquidate each Fund immediately after the close of business on August 30, 2022 (the "Liquidation Date"). Shares of the Funds are listed on the NYSE Arca, Inc." This ETF no longer exists.
- -1 = Discarded Business Record from Database: (“Defiance Next Gen Altered Experience ETF”)
All newly-identified CRBs during the week:
Company Name |
Tier |
Pure-Play | Sector |
Description |
N/A |
N/A | N/A | N/A |
N/A |